T 0161/96 (Underpayment of opposition fee/NOVO NORDISK) of 3.11.1997

European Case Law Identifier: ECLI:EP:BA:1997:T016196.19971103
Date of decision: 03 November 1997
Case number: T 0161/96
Application number: 87307406.6
IPC class: A61K 37/36
Language of proceedings: EN
Distribution: A
Download and more information:
Decision text in EN (PDF, 821 KB)
Documentation of the appeal procedure can be found in the Register
Bibliographic information is available in: EN
Versions: OJ | Published
Title of application: Stabilization of growth promoting hormones
Applicant name: Mallinckrodt Group Inc.
Opponent name: Novo Nordisk A/S
Pharmacia & Upjohn AB
Genentech, Inc.
Board: 3.3.04
Headnote: I. The requirements in connection with the principle of good faith to be observed by the EPO are the same vis-à-vis all parties involved in proceedings before the EPO, be they applicants, patent proprietors or opponents.
II. In case it is assumed that even an underpayment of the opposition fee, which is solely due to a deficiency within the area of responsibility of the opponent concerned, may give rise to an obligation by the EPO to warn the opponent of the impending loss of rights, the requirements for the very existence of such an obligation imply that (i) the formalities officer of the opposition division receives a payment sheet, indicating said underpayment, from the cash and accounts department within the opposition period, that (ii) the payment of the lacking amount by the opponent on his own initiative before the end of the opposition period must objectively be excluded, and that (iii) the opponent can still pay the lacking amount within the opposition period.
Relevant legal provisions:
European Patent Convention 1973 Art 14(2)
European Patent Convention 1973 Art 14(4)
European Patent Convention 1973 Art 99(1)
European Patent Convention 1973 Art 112(1)
European Patent Convention 1973 Art 114
European Patent Convention 1973 Art 125
European Patent Convention 1973 R 6(3)
European Patent Convention 1973 R 9(3)
European Patent Convention 1973 R 56(1)
European Patent Convention 1973 R 69
Rules relating to fees Art 9(1)
Rules relating to fees Art 12(1)
Keywords: Underpayment of more than 40% of the opposition fee - amount not small
Act of informing an opponent within the meaning of Rule 69(2), second sentence EPC - not belonging to the duties entrusted to formalities officers of the opposition division
Payment of the lacking amount not to be considered to have been made in time by virtue of the principle of good faith - no obligation placed on the opposition division to warn the appellant of the underpayment of the opposition fee
Referral of a question to the Enlarged Board of Appeal (no) - only questions on a specific point of law, and not questions to individual cases which cannot be examined isolated from the respective facts, may be be referred to the Enlarged Board of Appeal
Reimbursement of the opposition fee (yes)
Opposition I deemed not to have been filed
Catchwords:

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Cited decisions:
G 0005/88
G 0007/88
G 0008/88
J 0011/85
J 0013/90
J 0027/92
T 0130/82
T 0162/82
T 0214/83
T 0231/85
T 0184/91
T 0690/93
Citing decisions:
G 0002/97
G 0001/02
J 0015/98
T 1048/00
T 1037/11
T 0703/19

22 references found.

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Offical Journal of the EPO

Case Law Book: III Amendments

Case Law of the Enlarged Board

General Case Law