Where a method claim includes steps defined as being carried out by devices other than generic data processing means, a corresponding device and/or computer program claim may need more than a mere reference to the method claim as in formulations (i)-(iv) in F‑IV, 3.9.1, to fulfil the requirements of Art. 84 (see also F-IV, 3.8). Furthermore, if not all the features of the method claim are reflected inclaims in other categories referring to the method, said claims in other categories have to be construed and examined separately with respect to novelty and inventive step.
In particular in applied fields such as medical devices, measuring, optics, electro-mechanics or industrial production processes, method claims frequently involve steps of manipulating or interacting with technical physical entities by using computer control. These method steps may not always be fully performed by the computer and the method claim may recite specific technical means for carrying out some of the steps. In such a case, defining a computer program claim as in F‑IV, 3.9.1(iii), will normally lead to an objection under Art. 84 if the step carried out by the specific technical means cannot be carried out by a generic data processing means (see Example 1 below). An objection under Art. 84 may also arise if the claims do not define which steps are carried out by the data processor or by the additional devices involved, as well as their interactions. The same applies if specific data processing means (e.g. a particular parallel computer architecture) are required as opposed to the generic data processing means described in F‑IV, 3.9.1.
On the other hand, if the method claim defines the further processing, by generic computational means, of data received from specific technical means, such as sensors, it is not necessary that the computer or computer program claims referring to the method comprise those specific technical means. In this case the specific technical means recited in the method are not required for carrying out the method steps and formulations as in F‑IV, 3.9.1, may be appropriate (see Example 2 below).
Finally, as is the case for any essential feature, if the specific technical means are essential for defining the invention, they have to be present in all the independent claims. Whether or not a feature is essential is decided according to the principles defined in F-IV, 4.5 and subsections, taking due account of implicit features (F‑IV, 4.5.4).
Remarks: In this example, the method claim comprises a step which is defined as being executed by specific technical means (the electromagnetic detector in a pulse oximeter). A computer program claim making reference only to the method would lack clarity because such a program could not be executed e.g. on a general-purpose computer which does not have a pulse oximeter with an electromagnetic detector. Therefore, the computer program claim should be defined as being executed on the pulse oximeter with an electromagnetic detector (by referring to the device of claim 2) rather than only referring to the method claim 1.
Remarks: In this example the invention lies in the further processing of acquired data for determining the oxygen saturation in blood. The data can be received for example from a data file storing data previously acquired by the electromagnetic detector. Such a method can therefore be carried out by generic data processing means, for example in the form of a desktop computer. It does not specify the electromagnetic detector as a required feature for receiving the input data. Hence, the device claim defined by reference to the method claim does not need to include the pulse oximeter or an electromagnetic detector either. Furthermore, the computer program claim can be executed on a general-purpose computer and not on a specific device in contrast to the case in Example 1. As a result, the formulations as in F-IV, 3.9.1, are appropriate for claims 2-4 of Example 2.
Source: http://www.epo.org/law-practice/legal-texts/html/guidelines/e/f_iv_3_9_2.htm
Date retrieved: 17 May 2021
9 references found.
Click X to load a reference inside the current page, click on the title to open in a new page.EPC Articles
EPO Guidelines - F The European Patent Application
XGL F IV 3.8 Independent claims containing a reference to another claim or to features from a claim of another category
XGL F IV 3.9.1 Cases where all method steps can be fully implemented by generic data processing means
EPO PCT GL - F (not assigned)
XGL-PCT F IV 3.8.2 Cases where method steps require specific data processing means and/or require additional technical devices as essential features