CLR III K 3.5.5 Documents included in the "state of the file"

The "state of the file" is not restricted to those documents on file which were issued by the EPO, but also includes all those documents and arguments which were filed by the applicant prior to (or even simultaneously with) his request for a decision "on the status of the file" (T 265/03, T 1360/05). It does not include the note of a telephone conversation (T 583/04). This was the summary record of a conversation. Whereas the phone call note is a record of a dialogue, a communication under Art. 96(2) EPC 1973 constitutes a unilateral legal notice to a party. This does not exclude the possibility of the statements made orally by phone being confirmed and adopted in a formal communication from the examining division inviting observations with a term set for reply. See also T 750/06. In T 1356/05 the board held that minutes of oral proceedings are most probably not meant to be included in the term "previous communications" and it is thus not appropriate to refer to them in the standard decision.

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Case Law Book: III Amendments

General Case Law