CLR III B 2.2.2 First instance proceedings

When reviewing first instance proceedings the boards' review is, in principle, not limited to fundamental violations of the right to be heard (see above). However, remitting a case to the department of first-instance under Art. 11 RPBA also requires a "fundamental" deficiency in first instance proceedings, and under R. 103(1)(a) EPC the appeal fee is only reimbursed in case of a "substantial" procedural violation. In T 689/05 the board linked these concepts, stating that a "fundamental" deficiency within the meaning of Art. 11 RPBA is not caused by all procedural violations but rather only by a "substantial" procedural violation. In J 7/83 a substantial procedural violation was defined as an objective deficiency affecting the entire proceedings, in T 682/91 as a deficiency adversely affecting the rights of the parties (see chapter V.A.9.5.2 "Violation must be substantial and affect the entire proceedings").

In T 990/91 the board held that since there had been no need for the examining division to put forward the new argument – which was supererogatory and incidental – in order to refuse the application, the lack of opportunity to reply to it could not be considered to be a violation of the right to be heard.

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EPC Implementing Rules

Case Law Book

Case Law Book: III Amendments

Case Law Book: V Priority

General Case Law